Managing uncertainty in the SEC Fair Fund process: Part 1

Managing uncertainty in the SEC Fair Fund process: Part 1

Alan Friedman
Financial Services

In this first article of a two-part series in Law360, Alan Friedman provides the historical background needed to understand fair fund distributions. The US Securities and Exchange Commission uses this process in a wide range of instances, with some cases involving the distribution of hundreds of millions of dollars to eligible investors. As you will see, completing the fair fund process can be arduous. While many variables influence these timelines, good planning and execution can decrease some of the burdens and the costs. To read the article, click the link below.

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