On behalf of the Court-appointed Federal equity receiver for a trust company, led the team which provided a broad range of assistance, including acquiring and preserving electronic data, performing analyses of customer investments and asset allocations, valuing complex financial instruments, quantifying potential claims against third parties, and assisting with the development and execution of a plan to equitably distribute trust assets. Worked closely with the Receiver, the SEC, and members of law enforcement.
SEC and PCAOB Enforcement: 2023 accounting and audit highlights
Both the US Securities and Exchange Commission (SEC) and the US Public Company Accounting Oversight Board (PCAOB) reported increased enforcement activity in...