Inability to pay: Defend your organization from potentially catastrophic fines
CRA’s experts bring extensive experience to investigations and litigation coming out of financial regulators’ actions. Our experts are experienced working both for and against the financial regulators in enforcement proceedings including allegations of insider trading, market manipulation and misrepresentation cases. CRA has also worked to support counsel for a vast array of private clients, including public companies and their officers and directors, large investment banks, market makers and accounting firms.
On the regulatory side, in addition to working for and against the SEC, we routinely work for and against the Department of Justice, the Commodity Futures Trading Commission, and Financial Industry Regulatory Authority (FINRA).