financial litigation and regulation

Financial Regulation Enforcement Actions

Expansive expertise for all sides of financial regulatory enforcement actions.

CRA’s experts bring extensive experience to investigations and litigation coming out of financial regulators’ actions. Our experts are experienced working both for and against the financial regulators in enforcement proceedings including allegations of insider trading, market manipulation and misrepresentation cases. CRA has also worked to support counsel for a vast array of private clients, including public companies and their officers and directors, large investment banks, market makers and accounting firms.

On the regulatory side, in addition to working for and against the SEC, we routinely work for and against the Department of Justice, the Commodity Futures Trading Commission, and Financial Industry Regulatory Authority (FINRA). On consumer finance regulatory matters, CRA routinely assists with enforcement matters brought by the Consumer Financial Protection Bureau, Office of the Comptroller of the Currency, Federal Reserve Board, Federal Deposit Insurance Corporation, Department of Justice, Department of Housing and Urban Development, Department of Justice, and state regulatory agencies.

Our focus areas


  • 01
    CRA report on VantageScore credit score usage
    CRA was recently retained by VantageScore Solutions, LLC to conduct research into VantageScore® credit score usage and the growth of end users year-over-year....
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  • 02
    Financial reporting and oversight support
    CRA was retained by counsel for the SEC to provide a background on the financial statements that companies prepare and the accounting rules that guide the...
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  • 03
    Look back review for credit card company
    Pursuant to a Consent Order, led Look Back Review team for a major credit card company (regulated by the FDIC), covering over 1 billion transactions and 28...
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