Pursuant to a Deferred Prosecution Agreement, conducted a historical transaction review of high-risk accounts for a global private bank (regulated by the Federal Reserve). Led the team that conducted a thorough review or “look back” of Latin American accounts and historical transaction activity to determine whether suspicious activity had been properly identified and reported in accordance with regulatory requirements.
New DOJ guidelines focus the fight against white-collar crime
Concurrently, the DOJ has updated its Corporate Enforcement Policy (CEP), providing guidance on how self-disclosure, cooperation, and remediation efforts can...