Pursuant to a Deferred Prosecution Agreement, conducted a historical transaction review of high-risk accounts for a global private bank (regulated by the Federal Reserve). Led the team that conducted a thorough review or “look back” of Latin American accounts and historical transaction activity to determine whether suspicious activity had been properly identified and reported in accordance with regulatory requirements.
A case for AXI
Until recently, banks had routinely tied revolving credit facilities to credit-sensitive benchmarks such as the London Interbank Offered Rate (LIBOR), however...