Pursuant to a Deferred Prosecution Agreement, conducted an historical transaction review of high-risk accounts for a global private bank (regulated by the Federal Reserve). Led the team which conducted a detailed review or “look back” of Latin American accounts and historical transaction activity to determine whether suspicious activity had been properly identified and reported in accordance with regulatory requirements.
Five individuals charged under new UK sanctions regime
What happened: On July 22, 2021, the UK announced that it had sanctioned five individuals from Equatorial Guinea, Zimbabwe, Venezuela, and Iraq under a new...