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FINRA arbitration

An investment company hired CRA to assist with a FINRA arbitration related to the sale of a call option product where the reference asset was a basket of hedge funds investments. CRA considered a variety of issues ranging from investor suitability to option valuation.

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Alan Friedman
Senior Consultant to CRA

New York
+1-212-520-7118 afriedman@crai.com

Cybersecurity Strategic Advisory Services
Articles

Enhancing and complementing the effectiveness of multifactor authentication

Based on our experience, we have witnessed first-hand the shock that many leadership teams and boards experience after deploying multifactor authentication...
Forensic Accounting
Infographics

HHS OIG’s updated Health Care Fraud Self-Disclosure Protocol

On November 8, 2021, the U.S. Department of Health and Human Services (HHS) Office of Inspector General (OIG) amended its Health Care Fraud Self-Disclosure...

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Information Security & Privacy
Sponsorship

June 2, 2022

Chicago, IL

6th Annual Legal Prep 10th Anniversary Celebration EDG Gala

CRA is a proud sponsor of this event. For more information on this event, click here.

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FINRA arbitration

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Related Insights

Enhancing and complementing the effectiveness of multifactor authentication

HHS OIG’s updated Health Care Fraud Self-Disclosure Protocol

Upcoming Events

6th Annual Legal Prep 10th Anniversary Celebration EDG Gala