Pursuant to a Consent Order, led Look Back Review team for a major credit card company (regulated by the FDIC), covering over 1 billion transactions and 28 million customers. Conducted a review of all accounts and transaction activity over a two year period to determine whether suspicious activity involving any accounts or transactions was properly identified and reported in accordance with the applicable suspicious activity reporting requirements.
SEC and PCAOB Enforcement: 2023 accounting and audit highlights
Both the US Securities and Exchange Commission (SEC) and the US Public Company Accounting Oversight Board (PCAOB) reported increased enforcement activity in...