Market advised to proceed with fund names rule compliance

October 18, 2023
Boardroom Meeting

This article was originally published in IFLR.

In this article published in IFLR, Elaine Wood is quoted discussing how companies that fall under the new Investment Company Names rule by the Securities and Exchange Commission (SEC) should look to align their company with long-term goals so as to stay compliant with the new regulations.

Elaine Wood advises impacted clients to “take the first steps towards achieving or approximating the requirement in the most practical and risk-based approach.” When it comes to compliance, she emphasizes that setting long-term goals is a better alternative to doing nothing.

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