A CRA expert was retained in a case involving a corporate executive who allegedly conveyed material, non-public information to his broker. High concentrations of the company’s securities held in the accounts of the broker’s family members and clients suggested that his view of the riskiness of these shares diverged strongly from the market. The case settled following expert testimony.
DOJ declinations show the value of early voluntary disclosure
US Department of Justice (DOJ) declinations involving Robert Bosch GmbH (Bosch) and Campus Eye Management Holdings LLC (Campus Eye) offer early insight into...