A CRA expert was retained in a case involving a corporate executive who allegedly conveyed material, non-public information to his broker. High concentrations of the company’s securities held in the accounts of the broker’s family members and clients suggested that his view of the riskiness of these shares diverged strongly from the market. The case settled following expert testimony.
Changing incentives around export voluntary self-disclosures
What companies are impacted? All US companies exporting goods, as well as non-US companies exporting/re-exporting/transferring goods subject to US jurisdiction...