In response to a DOJ fraud inquiry of an oil & gas logistics government contractor, CRA obtained, processed and analyzed financial accounting and bank data to review transactions related to individuals and entities named in a DOJ subpoena. The team leveraged data analytics to support investigative research efforts in support of external counsel ultimately producing reports that cross-referenced documentation, due diligence and financial transactions.
Data analytics, machine learning, and investment compliance
Financial institutions that employ investment advisers to manage client portfolios and regulatory authorities that monitor those advisers have not fully...