Sponsorship & Speaking Engagement

Sandpiper 4th Annual Hot Topics in SEC and DOJ Enforcement and Litigation

November 29, 2022
New York, NY

Willkie Farr & Gallagher Conference Center
787 Seventh Avenue | New York City

Various alphabetized medical records

Join us for the latest in a series of highly regarded enforcement and litigation briefings featuring the views of government speakers, legal experts from top law firms, corporate counsel and advisors. Our fast-paced, highly practical format ensures that you will receive a complete look at what’s taking place, key trends, and expert analysis from our panelists. The program will address a variety of topics, including:

Panel 1: SEC & DOJ Hot Topics (Government Panel)
• Corporate accountability
• Board issues
• Cybersecurity and cyber incidents
• Accounting fraud and disclosure fraud cases
• Crypto currency and digital assets
• Cooperation: Will the need to discuss “all” information about “all individuals involved in the misconduct” impact a company’s willingness and ability to cooperate?

Panel 2: DOJ Related Topics
• DOJ/ U.S. Attorney’s Office, Priorities and Deputy Attorney General’s Roadmap on Corporate Criminal Investigations and Prosecutions
• Cybersecurity
• Health care fraud
• Working with the Government and with other parties. Cooperation between DOJ and SEC.
• False Claims Act and whistleblowers
• Corporate, cross border accountability, FCRA
• Use of DPAs, NPAs and monitorships
• Individual vs. corporate liability and accountability
• Gatekeeper accountability

Panel 3: SEC Disclosure and Civil Enforcement
• ESG and corporate governance disclosures and enforcement priorities
• Cyber disclosure and enforcement
• What is adequate disclosure?
• Focus on individuals, gatekeepers
• Virtual currency including cryptocurrency, digital assets
• Market manipulation (insider trading, 10b 5-1, market structure)
• Investment Company Act disclosure and enforcement

 Click here to register

Tuesday, November 29, 2022
Program highlights/Topics for discussion: 9:00 am – 1:00 pm EST
In-person at Willkie Farr & Gallagher Conference Center
787 Seventh Avenue, New York City

CLE and CPE credits have been applied for.


From the government
Gurbir Grewal, Director, Division of Enforcement, U.S. Securities and Exchange Commission, Washington, D.C.
Sagar K. Ravi, Co-Chief, Complex Frauds & Cybercrime Unit, U.S. Attorney’s Office for the Southern District of New York
Scott Hartman, Chief, Securities and Commodities Fraud Task Force, U.S. Attorney’s Office for the Southern District of New York
David Pitluck, Chief, Business and Securities Fraud Section, U.S. Attorney’s Office Eastern District of New York
Paul F. Roberts, Jr., Assistant Special Agent in Charge, Complex Financial Crimes Branch, FBI, New York

Adam Aderton, Partner, Willkie Farr & Gallagher LLP, Washington, D.C.
William R. Baker III, Partner; Local Co-Chair, Litigation & Trial Department, Washington, D.C. Office, Latham & Watkins LLP, Washington, D.C.
Anita B. Bandy, Partner, Skadden, Arps, Slate, Meagher & Flom LLP, Washington, D.C.
Andrew C. Finch, Partner; Co-Chair, Antitrust Practice Group, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York
Timothy Howard, Partner, Freshfields Bruckhaus Deringer US LLP, New York
Jacquelyn M. Kasulis, Partner, Kirkland & Ellis LLP, New York
Kristy Littman, Partner, Willkie Farr & Gallagher LLP, Washington, D.C. (Moderator)
David Markowitz, Global Co-Head of Litigation and Regulatory Proceedings, Goldman, Sachs & Co., New York
Lara Shalov Mehraban, Partner, Sidley Austin LLP, New York
Michael Osnato, Partner, Simpson Thacher & Bartlett LLP, New York
Peter Resnick, Vice President, Forensic Services, Charles River Associates, Boston

Samantha Schreiber, Executive Director & Co-Head of U.S. Litigation, Morgan Stanley, New York

Meet the presenters