investigations and compliance

Independent Monitorships

Independent integrity monitors, whether government imposed or self-appointed by companies on a proactive basis or as part of a settlement agreement, are increasingly seen as a way to help a tarnished organization regain credibility with the government and its customers. In addition to serving as trustees and receivers, CRA’s multidisciplinary team of former prosecutors, forensic accountants, and data analytics experts have led monitorships imposed by the DOJ, SEC, HHS, FDIC, Federal Reserve, and state and local prosecutors in industries as varied as financial services, construction, healthcare, and e-gaming.

Our engagements typically include assessments of internal policies, procedures, and systems to verify compliance with enforcement actions and strengthen their culture of compliance while meeting the compliance obligations. We take a thorough and pragmatic approach, helping to strengthen an effective and lasting culture of compliance.

Our Focus Areas


  • 01
    Online gaming monitorship
    CRA team members served as the independent monitor for a large online gaming company that was the subject of an investigation by federal prosecutors for...
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  • 02
    Banking monitorship
    CRA team members led a transactional lookback that reviewed four years of dollar-clearing activity performed by the U.S. branch of a global financial...
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  • 03
    Financial adviser to court-appointed Receiver of a trust company
    Our experts have served as a financial adviser to the court-appointed Receiver of a trust company sued by the SEC for violations of Section 10(b) of the...
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